MJ O'Neill Financial Compliance |
6
home,page-template,page-template-full_width,page-template-full_width-php,page,page-id-6,ajax_fade,page_not_loaded,,qode-title-hidden,qode_grid_1300,qode-theme-ver-1.0.0,wpb-js-composer js-comp-ver-5.0.1,vc_responsive

Trusted & Recommended

We ensure our clients are fully compliant and their best interests are protected.

Your Financial Compliance Consultant

MJ O’Neill Financial Compliance Ltd specialises in regulatory compliance for financial services firms. We strive to give exceptional advice at affordable prices. Compliance can be a worrying topic for some. It invokes fears of administrative sanctions, fines and risk to a firm’s reputation. But compliance can be a useful mechanism for your company.
By being pro-active and using our compliance tools to implement the rules & regulations into your business, we can ensure that your firm is compliant, which often means the business is more efficient and runs more economically.

Fully Accredited

Molly O’Neill, holds a Professional Diploma in Compliance from UCD and has been awarded the designation of Licentiate of the Association of Compliance Officers in Ireland (LCOI).

Qualified Solicitor

Understanding and applying legislation is an essential requirement in financial services compliance. Having a legal background allows Molly to interpret and decipher the complex and ever changing legislation to generate useful procedures and the required documentation for her clients.

Affordable Advice

The goal at MJ O’Neill Financial Compliance is to provide exceptional service at an affordable price.

What do we do?

As a compliance consultant for financial services providers, we assist and guide firms by creating practical compliance tools that can be easily implemented to ensure the client’s best interests are protected and that firms adhere to regulatory requirements.

  • I first met Molly in December 2014 and realised that not alone did I need the services of a Compliance Professional but one who understood how our business model functioned and put in place the required procedures.

    - John Mullane, Director, GVM Mullane Financial Services, Limerick

  • Molly is an excellent compliance professional who has provided me with direction and clarity in relation to the numerous strands of legislation that impact on my business and my clients.

    - Niall Kavanagh, Director, Consultas Financial Services Ltd, Letterkenny

  • I found Molly to be extremely supportive and knowledgeable in helping me with the renewal process of our mortgage authorisations and I would heartily recommend her. As a result we will be engaging this firm going forward to assist us with compliance etc.

    - Tom Clarke, Director, Tom Clarke Financial Services Ltd t/a Tom Clarke Finance

  • We first engaged with Molly O’Neill in July 2015 as our firm was in the process of submitting an application for Debt Management Services authorisation from the Central Bank of Ireland. Ms O’Neill was of huge importance to us when writing our Business Plan and Programme of Operations and assisted us when responding to any Central Bank queries.

    - Roslynn Doherty, Director, B.H.F.F. Ltd t/a The Financial Foundation

  • As a Financial Broker and Regulated Debt Management Services business, First Choice Financial Services DAC, have availed of the services of Molly O’Neill of MJ O’Neill Financial Compliance Ltd., for the last number of years. Molly is a qualified Solicitor and an expert in her field.

    - Paul Kerr, Regulated Debt Manager. First Choice Financial Services DAC.

Why is it so important to be compliant?

When a business has a strong compliance function, through integrating systems and controls to identify and mitigate risks, this will help protect the firm from regulatory sanctions and damage to its reputation.